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Financial Tracking Technologies Launches Online Assessment Tool for the Annual Compliance and Risk Review

Financial Tracking Technologies, LLC, announced today the launch of its online Compliance and Risk Assessment tool for the annual compliance review . “Designed for SEC registered money managers and hedge funds, this comprehensive assessment can be used to review compliance and risk annually and act as proof for regulators or client due diligence meetings, or both,” said Doug Levy, Onboarding Manager at the company. It will flag any gaps in a company’s enterprise risk and compliance program and serve as an objective report to justify compliance budget. It even includes a score for each category and executive summary. “What’s best about the online tool is that it’s available at no cost to subscribers and is the most comprehensive, bar none. Now money managers can benchmark their existing compliance program assessments against the regulatory maxim by going to our website and starting the process,” Levy said.

About Financial Tracking Technologies, LLC

We’ve got compliance covered. Financial Tracking Technologies, LLC markets the only single stream compliance platform for the global investments industry. We serve the most clients in automated compliance solutions that enable regulatory protection and operating cost cutting. Clients include regulators, broker-dealers, mutual funds, money managers, hedge funds and public companies. FTT has earned the trust and commitment from some of the world's most renowned, top tier clients who have found FTT's patented compliance multi-tools to exceed the performance of our competitors. Our responsiveness and client support are unmatched and our staff is equally as committed to service excellence. Risk and compliance multi-tools also offered a la carte. Visit us at

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